Services

Prices

Services in obtaining License for the professional activity on the stock market for new company

By agreement

Within this service specialists of Company obtain new Lisence for asset management company. The process of obtaining license includes next steps, which our porfessionals perform in shortest time frame:

1. Creation of a new Limited Liability Company (LLC) for client;
2. Search and selection of certified professionals;
3. Audit organization;
4. Interview of AMC's director in UAIB;
5. Getting UAIB Representation;
6. Preparation and submission of documents to Commission for obtaining License;
7. Consideration of documents in Commission;
8. Obtaining a License.

Services in renewal of License for the professional activity on the stock market in case of changes in data

By agreement

If the name of AMC is changed, it is necessary to renew the License. Documents must be submitted to the Commission within 15 working days after registration of changes.

We will prepare and submit documents to Commission for License renewal. If any questions appear, we will solve them and will give you a new License in specified time.

Services in obtaining new License for the professional activity on the stock market, in case of termination of previous one

By agreement

If the validity period of your Company's License ends and you are planing to continie your professional activity on the stock market, it is necessary to submit documents to obtain a new one during 3 months (if founders are residents of Ukraine) or 6 month (if founders are non-residents) before the end of validity perion of previous License.

If you don't want to and there is no possibility to be distracted from your main job, to spent hours for regulatory acts, to negotiate with an auditor, to visit different instances and to negotiate documents - we can do that for you!

Our specialists will represent your interests in UAIB and Commission appropriately.They will obtain the new Lisence and give it to you.

Obtaining an agreement from Commission due to the intention of becoming a direct or indirect participant of stock market

By agreement

Do you planning to buy a large share in professional participants of the stock market?

Specialists of AMC Investment partners help to get a written agreement of this purchase from Commission. We will not only pofessionally consult, but will prepare documents for obtaining an agreement from Commission.

Our specialists will submit documents to Commission and will support consideration of documents.

Sale of ready-made Fund

By agreement

Company offers ready-made venture corporate investment funds, with registrated issue for the purpose of carrying out collective investment and wich have obtained the status of a financial institution in accordance to the legislation.

Corporate investment funds have not carried out activities yet.
All Fund's documents (Regulations, Prospectus of issue of securities, protocols, contracts wirh counterparties, contracts with members members of Supervisory Board etc.) fully comply with the current legislation of Ukraine.

If you want to buy corporate fund, our specialists will answer for all your questions.

Corporate investment Fund's Creation Services

By agreement

Corporate investment fund creates in certain sequence and speed of creation depends on many factors. Fond creation could takes up to four months.
If time allows to spent up to 4 mounth for corporate fund creation with your requirements, you will get a ready-made company in the agreed time frame by using our services. If you need corporate investment fund for today, AMC INVESTMENT PARTNERS can offer already created fund which has not carried out its activities yet.

Services in creation of corporative investment fund includes:

1. Conducting General meeting and Statutory meeting.
2. Preparation and submission of documents for approval of Project Charter in Commission.
3. Preparation of documents and opening bank accounts for the payment of authorized capital.
4. Obtaining the international securities identification number (ISIN)
5. Conclusion of contract with depository, opening the issue account, depositing the global certificate
6. Registration in Unified State Register of Legal Entities;
7. Preparation and submission of documents for registration a report on the results of the private placement of shares for formation of initial capital, registration the Regulations, and entry in the Unified state register of collective investment institutions.
8. Obtaining registrated Regulations and certificate of entry in the Unified state register of collective investment institutions.
9. Preparation of documents and opening Fund account in bank.
10. Preparation of documents for opening securities account in depositary and negotiation of documents.
11. Preparation and submission to the Commission of all the documents necessary for entering information about corporate fund into the Statre Register of Financial Institutions.
12. Conclusion of contracts with auditor, depositary, depository institution, appraiser, underwriter (if necessary).
13. Preparation and submission to the Commission of all the documents necessary for registration of the corporate fund's shares for attracting collective investment and for registration of prospectus of issue of the corporate fund's shares.
14. Depositing of the global certificate of issue of securities for attracting collective investment.
15. Complete support for documents in each of consideration stages in Commission.
Within this service we develop all internal documents of corporate investment fund (Conrtacts with members of Supervisory Board, Protocols, Statutes, Prospectus, Regulations etc.).

Management of corporate investment fund's assets

By agreement

Complete support of company's activity, that is based on asset management agreement, includes all services connected with asset management and making changes in fund's documents when they exist.

Our partnership with clients is based on trust. Client has an opportunity to participate in fund's activity through machanisms that we offer. Representatives of investors, as a member of the Supervisory Board, have right to to take part in the conclusion of transactions, which are related to asset management, together with asset management company. They carry out function of control over corporate investment fund's and asset management company's activities.

Servise in prolongation of the corporate investment fund's activity

By agreement

Within this service we:

1. We will develop decision about prolongation of the corporate investment fund's activity.
2. We will publish information in an official publication of the Commission, will notify all Fund's participants and Commission about decision, will file documents to regulator intime 
3. We will develop and file documents to Commission for registration of changes to the Regulations and Prospectus in case of extension of Fund's validity period.
4. We will accompany the consideration of documents, which was submitted to Commission.
5. We will obtain and surrender the Regulations and Prospectus with registered changes.

Servise in making changes into statutory and internal documents of CII (Prospectus, Regulations)

By agreement

Within this service we:

1. We will develop decision about prolongation of the corporate investment fund's activity.
2. We will publish information in an official publication of the Commission, will notify all Fund's participants and Commission about decision, will file documents to regulator intime.
3. We will develop and file documents to Commission for registration of changes to the Regulations and Prospectus in case of extension of Fund's validity period.
4. We will accompany the consideration of documents, which was submitted to Commission.
5. We will obtain and surrender the Regulations and Prospectus with registered changes.

If it's necessary to make changes in internal documents of your CII, our company will provide you all of services:

1. We will arganize General Meeting, in compliance with all procedural questions.
2. We will prepare all necessary documents for the meeting of the Supervisory Board.
3. We will prepare the necessary changes to the Prospectus and Regulations of collective investment institute.
4. If it's necessary, we will provide a registration of changes to the Regulations and Prospectus.
5. We will develop and file documents to Commission for registration of changes to the Regulations and Prospectus.
6. We will accompany the consideration of documents, which was submitted to Commission.
7. We will obtain and surrender the Regulations and Prospectus with registered changes.

Service in liguidation of Corporate investment fund as fund and legal entity

By agreement

A corporate fund is liquidated if:

1. as a result of redemption of the corporate fund's shares the value of its assets became lower than minimum established for the corporate fund's Statutiry capital by Law;
2. expired term for the corporate fund's activity (for fixed-term corporate fund);
3. the prospectus of placement of the corporate fund's shares, which was issued for the purpose of collective investment, is not registered within one year from the date of entering data on the corporate fund into the Register;
4. within one month after termination of contract with custodian of the corporate fund the validity of such contract is not prolonged or contract with another custodian of the corporate fund has not been concluded;
5. the license, which was issued for the asset management company has been revoked and within 30 working days new agreement with another asset management company has not been concluded;
6. the license, which was issued for the custodian of the assets of corporate fund has been revoked and within 30 working days new agreement with another custodian of the assets of corporate fund has not been concluded;
7. in other cases, that are prescribed by the legislation of Ukraine.

If your need to liquidate a Corporate fund, we will pass this process for you in the shortest terms.

Service of Unit Fund registration and registration the issue of securities of Unit Fund

By agreement

Within this service our specialists provide:

1. Development and submission of documents to Commission for registration the Regulations of Unit Fund;
2. Support of documents consideration by Commission's employees;
3. Obtaining registered Regularions and certificate of registration in the Register;
4. Opening account for Unit fund in selected bank;
5. Conclusion of contracts with auditor, appraiser, depositary and custodian;
6. Preparation all necessary documents and opening securities accouts in depositary and the custodian;
7. Preparation and submission of documents for registration the prospectus of issue of investment sertificates of unit fund;
8. Support of documents consideration in Commission;
9. Obtaining registered Prospectus in Commission;
10. Getting international identificational number for shares of Unit fund.

Preparation documents for depositing global certificate and filing documents to depositary.

Service in prolongation of the Unit fund's activity

By agreement

If your Unit fund terminates and you want to prolonge the fund's activity, specialists of our company will help you to do that.

Within this service we:

1. We will develop decision about extension of Unit fund's validity period;
2. We will publish information in an official publication of the Commission, will notify all Fund's participants and Commission about decision, will file documents to regulator intime.
3. We will develop and file documents to Commission for registration of changes to the Regulations and Prospectus in case of extension of Unit fund's validity period.
4. We will accompany the consideration of documents, which was submitted to Commission;
5. We will obtain and surrender documents Regulations and Prospectus with registered changes.

If your question is about Unit fund's liquidation, we will pass this process for you in the shortest terms.

Service in Unit fund's liquidation

By agreement

The authorized body of AMC makes a decision about liquidation of the unit fund if:

1. the value of fund's assets became lower than minimum established for corporate fund by Law, and within 6 month the value of fund's assets have not been increased to a minimal volume;
2. expired term for the unit fund's activity (for fixed-term unit fund);
3. the prospectus of placement of the unit fund's shares, which was issued for the purpose of collective investment, is not registered within one year from the date of entering data on the corporate fund into the Register;
4. within one month after termination of contract with custodian of the corporate fund the validity of such contract is not prolonged or contract with another custodian of the unit fund has not been concluded;
5. the license, which was issued for the asset management company, has been revoked;
6. the license, which was issued for the custodian of the assets of corporate investment institution has been revoked and within 30 working days new agreement with another custodian of the assets of corporate investment institution has not been concluded;
7. in other cases, that are prescribed by the legislation of Ukraine.

Complete management of activity of foreign AMC and activity of Funds in it's management

By agreement

If you have your own asset management company but you haven't experienced and qualified employees, we can solve this problem.

Our specialists provide accompany for activity of foreign asset management company and Funds in it's management.

Consulting on tax issues

By agreement

 

 

 

Organization of financial monitoring in professional participants of Stock Market

By agreement

Specialists of AMC help professional participants of stock market to organize financial monitoring, which consists of:

1. Examinate the compliance of internal company's documents in the sphere of financial monitoring with legislation for all time of the professional stock market activities, right way of carrying out of training and improvement of professional skills of employees in the sphere of financing monitoring, right way of carrying out of identification, verification and scrutiny of clients, the right way of conducting examinations;
2. Development the Rules of conducting financial monitoring, Programme of conducting financial monitoring, Order of access to the Rules and Programme and other documents, that are related to financial monitoring, which is prescribed by law of Ukraine, development of regulatory documents of a company;
3. Development of job descriptions for employee, that is responsible for carrying out financial monitoring;
4. Organization the studing of carrying out of financial monitoring by company's employees;
5. Organization and carrying out of identification, verification and scrutiny of clients in accordance with Law;
6. Organization and conducting examinations of compliance with legal requirements in the sphere of combating of legalization (laundering) of illegally gained income and financing of terrorism.

If you are not sure that organization of financial monatoring in your company is in compliance with Law and rules of other financial monitoring entities, contact us.